Notice Type
Departmental
Notice Title

Code of Professional Conduct for Financial Advice Services

I hereby give notice that, under clause 39 of schedule 5 of the Financial Markets Conduct Act 2013 (as inserted by the Financial Services Legislation Amendment Act 2019), I have approved the Code of Professional Conduct for Financial Advice Services. All provisions of the Code will come into force on 1 June 2020 (but the obligation to comply with the Code does not arise until sections 431I and 431M of the Financial Markets Conduct Act 2013 come into force).

The Code is available on the website of the Ministry of Business, Innovation and Employment at https://www.mbie.govt.nz/assets/a96d1b4800/code-of-professional-conduct-for-financial-advice-services.pdf

Hon KRIS FAAFOI, Minister of Commerce and Consumer Affairs.